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Recent Securities Class Actions Targeting ICOs Raise Variety of Complex Legal Issues

USA - August 6 2020 On April 3, 2020, exactly one year after the Securities and Exchange Commission (SEC) issued its “Framework for ‘Investment Contracts’ Analysis of…

Robert A. Musiala Jr., Marc D. Powers.

Second Circuit Endorses New Criminal Theory for Insider Trading Prosecution

USA - January 21 2020 For the first time since the Supreme Court's 1983 decision in Dirks v. SEC, the United States Court of Appeals for the Second Circuit affirmed an…

John J. Carney, Steven M. Dettelbach, Jonathan A. Forman, George A. Stamboulidis.

SEC Updates Data Privacy and Cybersecurity Guidance for Registered Firms

USA - April 22 2019 On April 16, 2019, the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) issued a risk alert…

Jonathan A. Forman.