Jessie M. Gabriel
Baker & Hostetler LLP
SEC Continues to Expand Examinations Focused on Crypto-Assets
USA - August 27 2018 Jay Clayton, chairman of the Securities and Exchange Commission (SEC or Commission), made clear back in December 2017 that his Commission was...
SEC Suffers Loss in Tilton Matter: Is the Commission Losing its Home Court Advantage?
USA - October 5 2017 Since the passage of the Dodd-Frank Act in 2010, the securities defense bar has voiced concern that the Securities and Exchange Commission (SEC)...
Co-Investment: How Private Equity Firms Can Protect Themselves and Still Make Their Investors Happy
USA - August 21 2017 Co-investment is a major topic in the private equity industry these days. General partners of private equity funds are faced with more and more...
Securities and Governance Update - June 28, 2017
USA - June 28 2017 Many public companies have held, or will hold, their second “say-on-pay frequency” vote at their 2017 annual shareholders’ meeting. Companies...
Suzanne K. Hanselman, Jason K. Zachary, Alissa K. Lugo, Molly H. Tranbaugh, Jeffrey E. Decker.
Tenth Circuit Creates Circuit Split on the Constitutionality of SEC Administrative Law Judges
USA - January 11 2017 On December 27, 2016, a divided panel of the Tenth Circuit Court of Appeals found the SEC’s use of administrative law judges (“ALJs”)...
