We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 222
Most popular |Most recent


Banking M&A and Capital Markets: Year in Review and 2019 Predictions

USA - January 8 2019 2018 was generally a solid year for banks looking at merger and acquisition opportunities and reaching for the capital markets, but there are some...

Craig D. Miller.


Out of Favor: Deals With Favored Investors, Federal Reserve Cautions

USA - December 22 2015 Deals with favored investors have fallen out of favor with the Federal Reserve Board of Governors, as evidenced by a new memorandum from the...

Brian S. Korn, Joseph G. Passaic, Jr., Harold P. Reichwald, T. J. Grasmick, Craig D. Miller.


Is New York's Proposal a Harbinger of Things to Come? Certification of BSAAML Compliance and Personal Liability for Mistaken or False Certification

USA - December 22 2015 The New York Department of Financial Services (DFS) may have launched its strongest offensive yet against observed shortcomings in the Bank Secrecy...

Brian S. Korn, Joseph G. Passaic, Jr., Harold P. Reichwald, T. J. Grasmick, Craig D. Miller.


Online Marketplace Lending on Review by California Regulator

USA - December 22 2015 Demonstrating the continuing regulatory interest in online lenders, the California Department of Business Oversight (DBO) announced an inquiry into...

Brian S. Korn, Joseph G. Passaic, Jr., Harold P. Reichwald, T. J. Grasmick, Craig D. Miller.


Fed Finalizes Capital Planning, Stress Test Requirements for 2017

USA - December 22 2015 Capital planning and stress tests for bank holding companies and other institutions with assets over $10 billion have been finalized by the Federal...

Brian S. Korn, Joseph G. Passaic, Jr., Harold P. Reichwald, T. J. Grasmick, Craig D. Miller.