Results 1 to 5 of 11

Emerging Trends in the Delivery of Financial Services May Lead to Changes in Antitrust Analysis

USA - September 2 2020 On September 1, 2020, the Department of Justice’s Antitrust Division (the Division) announced that it is seeking public comment on…

Craig D. Miller

Preparing for Post-COVID-19 Regulatory Exams: What Banks Need to Do Now

USA - April 21 2020 While we are still immersed in the economic fallout of the COVID-19 pandemic, banks must look ahead to a post-COVID-19 world and, in particular, the…

Craig D. Miller, Jan L. Owen

Federal Reserve Board Takes Control

USA - March 11 2020 Following years of uncodified interpretive guidance, the Board of Governors of the Federal Reserve System (the Board) adopted a final rule addressing…

Craig D. Miller

SEC Proposes Rule Changes for Business Description, Legal Proceedings and Risk Factors Disclosures

USA - September 12 2019 Aiming to modernize the description of business, legal proceedings and risk factor disclosures that registrants are required to make pursuant to…

Katherine J. Blair, Craig D. Miller

Federal Reserve Warns of D&O Policy Exclusion Concerns

USA - August 28 2019 In a new letter to all financial institutions supervised by the Board of Governors of the Federal Reserve System, the Federal Reserve cautioned…

Amy B. Briggs, Craig D. Miller