Articles

Results 1 to 5 of 6


Cybersecurity Legislation Stalks Bank Directors

USA - December 30 2015 To avoid potential personal liability for cybersecurity breaches, bank directors should take proactive steps to make sure their institution complies…

DOL hearings debate “fiduciary duty” not “suitability” standard for retirement accounts

USA - August 13 2015 The U.S. Department of Labor ("DOL") recently heard public comment to its proposed regulatory changes implementing a fiduciary duty on any…

Shadow regulation: a call for judicial oversight to DPA’s or NPA’s

USA - September 24 2014 On August 21, 2014, the United States Department of Justice announced a record 16.65 billion dollar agreement to resolve civil claims alleged against…

Make 'em pay! Sovereign nation or not

Argentina, USA - June 26 2014 On June 16, 2014, the United States Supreme Court ruled that the Foreign Sovereign Immunities Act doesn't forbid or limit post-judgment discovery in…

“Skeletons leave the closet” June 23, 2014

USA - June 13 2014 On June 23, 2014, BrokerCheck Information makes publicly available information regarding investment related civil action(s) brought by a state or…