Results 1 to 5 of 34
Most popular |Most recent

Poloniex, LLC Settles with the SEC

USA - August 9 2021 The SEC announced today that it reached a settlement with Poloniex, LLC (“Poloniex”), in connection with the SEC’s inquiry that…

Matthew G. Lindenbaum, Raymond J. Prince.

Senator Focuses on New Challenges

USA - July 13 2021 Securities and Exchange Commission (“SEC”) Chairman Gary Gensler received a letter last week seeking clarification on the SEC’s authority to regulate…

Kelly Hogan, Matthew G. Lindenbaum.

Senator Warren Sets Her Sights on New Foes - the SEC and the Cryptocurrency Industry

USA - July 12 2021 Investigations Massachusetts Democratic Senator Elizabeth Warren, who is also the chair of the Senate Banking Committee’s Subcommittee on Economic…

Kelly Hogan, Matthew G. Lindenbaum.

'Liu v. SEC': One Year Later

USA - June 25 2021 In Liu v. SEC, the U.S. Supreme Court affirmed the SEC’s ability to seek disgorgement as an equitable remedy for violations of the securities laws…

Matthew G. Lindenbaum, Raymond J. Prince.

The Empire Strikes Back — Did the DOJ Hack the Colonial Pipeline Hackers?

USA - June 21 2021 Now we are in no way confusing the cyber-criminal enterprise DarkSide with the plucky light-side rebels from Star Wars, but it appears…

Matthew G. Lindenbaum, Melanie L. Todman.