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Change in Corporate Enforcement Policy, But How Much?

USA - September 21 2022 In a recent speech,2 SEC Chairman Gary Gensler quoted the first chairman of the SEC, Joseph Kennedy3 , who noted, “No honest business need fear the…

Richard B. Levin, Matthew G. Lindenbaum, Kevin Tran

Gary Gensler the Righteous Man

USA - September 19 2022 Samuel L. Jackson’s character Jules Winnfield in the Quentin Tarantino classic, Pulp Fiction, famously described himself as the “righteous man.”1 SEC…

Richard B. Levin, Matthew G. Lindenbaum, Kevin Tran

Increasing Due Diligence Before Token Listings to Uncover Fraud

USA - May 24 2022 As the U.S. Securities and Exchange Commission (“SEC”) continues to step up its enforcement concerning cryptocurrencies, U.S…

Matthew E. Brown, Matthew B. Lerner, Matthew G. Lindenbaum

SEC’s Crypto Assets and Cyber Unit Expands Its Reach to Cryptomining

USA - May 12 2022 As recently discussed in FinTech Nostradamus, the SEC recently doubled the size of its Crypto Assets and Cyber Unit. Since its…

Matthew E. Brown, Matthew B. Lerner, Matthew G. Lindenbaum

SEC Targets Companies Conducting Cryptomining

USA - May 10 2022 The SEC recently doubled the size of its Crypto Assets and Cyber Unit. Since its inception in 2017, the SEC’s Crypto Assets and Cyber…

Matthew E. Brown, Matthew B. Lerner, Matthew G. Lindenbaum