Erin Reeves McGinnis
Nelson Mullins Riley & Scarborough LLP
Articles
SEC releases C&DIs clarifying certain ‘pay vs performance’ questions
USA - February 13 2023 SECurities in a SECond In a series of 15 Compliance and Disclosure Interpretations (“C&DI”s), the U.S. Securities and Exchange Commission on Feb. 10…
SEC Issues New C&DIs Regarding Form 10-K “Clawback” Checkboxes
USA - February 7 2023 The U.S. Securities and Exchange Commission’s (SEC) Division of Corporation Finance recently released updates to several Compliance & Disclosure…
An Assessment of FinCEN’s Uniform Beneficial Ownership Information Reporting Rules
USA - February 2 2023 The U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) issued final rules on Sept. 30, 2022, implementing Section 6403 of the…
SEC Division of Corporation Finance Releases Updated Financial Reporting Manual
USA - February 2 2023 The SEC’s Division of Corporation Finance, or CorpFin, has released an updated financial reporting manual (FRM). In keeping with prior convention…
A Summary of FinCEN’s Uniform Beneficial Ownership Information Reporting Rules and Related Rule Proposals
USA - January 31 2023 The U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) issued final rules on Sept. 30, 2022, implementing Section 6403 of the…
