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Newly Adopted OCC Standards Raise Institutional and Personal Exposure for Banks and Bankers

USA - May 3 2017 Recent regulatory action implementing a government-wide statutory mandate raising the dollar amounts of civil money penalties (CMPs) imposed on...

Richard M. Berman, Jonathan L. Levin, Adrienne C. Beatty, John E. Bowman.


Prepaid Banking Products To Be Regulated Like Credit Cards

USA - November 2 2016 Amidst growing regulatory concern over the exponential growth in the use of prepaid cards and other forms of prepaid accounts, the Consumer Financial...

Richard M. Berman, Jonathan L. Levin, Adrienne C. Beatty, Sarah S. Mattingly.


Proposed AML Rulemaking Would Expand FinCEN Jurisdiction

USA - September 6 2016 Following the venerable regulatory tradition of seeking to level the playing field, on August 25, 2016, the Financial Crimes Enforcement Network...

Richard M. Berman, Jonathan L. Levin, Adrienne C. Beatty.


A Timely FDIC Reminder on Examination Findings

USA - August 5 2016 Five years after issuing its first Reminder on FDIC Examination Findings, the FDIC has reissued and updated the Reminder to stress the importance of...

Luke A Swain, Richard M. Berman, Jonathan L. Levin.


FinCEN FAQs Clarify Customer Due Diligence Regulations

USA - July 28 2016 Two months after amending its customer due diligence (CDD) regulations requiring financial institutions to identify and verify beneficial owners of...

Richard M. Berman, Jonathan L. Levin, Walter B. Donaldson.