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Proxy Season 2018

USA - January 29 2018 On December 22, 2017, President Trump signed into law the Tax Cuts and JOBS Act (the Act), which includes many dramatic changes to the executive...

Erin M. Camp, Christopher M. Carlisle, Allison Ellis, Eduardo S. Espinosa, Jeffrey C. Gifford, Dean Gould, Wilhelm E. Liebmann, Joseph R. DeHondt, J. Michael Bernard.

Is your forward-looking statement safe harbor safe? - federal appeals court reverses dismissal and revives securities fraud class action

USA - August 12 2015 A recent federal appeals court decision has cast a shadow over the protection provided by the forward looking statement safe harbor provided by the...

Ross J. Davidson III, Andrew H. Connor, Robert Hugh Ellis, J. Michael Bernard, John C. Dickey.

The SEC and FINRA sync-up on M&A brokers

USA - April 9 2014 In a recent no-action letter, the SEC's Division of Trading and Markets opened the door for M&A brokers to effect securities transactions in...

Andrew H. Connor, Gerald T. Lievois, D. Richard McDonald, J. Michael Bernard, John C. Dickey.