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SEC Whistleblower Program: Recent Enforcement Actions Indicate That Confidentiality Protections and Waivers Can Be Too Tight

USA - August 24 2016 In light of three recent enforcement actions by the SEC, public companies would be well-advised to review the nondisclosure and waiver clauses in…

Robert B. Murphy.

NASDAQ Requires Disclosure About Director Compensation From Third Parties

USA - August 10 2016 The rise in shareholder activism has resulted in the addition of a significant number of new directors to public company boards who receive, in…

Robert B. Murphy.

No, No, Non-GAAP - The SEC Warns of Problematic Uses of Non-GAAP Financial Measures

USA - June 9 2016 Consistent with concerns expressed recently by senior SEC officials regarding disclosure of financial measures that are not calculated in accordance…

Robert B. Murphy.

Listen for the Roar of the Crowd(Funding) - Has true equity crowdfunding finally arrived?

USA - December 22 2015 Crowdfunding is an innovative means of raising capital in which small investments are widely solicited from the public at large through…

Robert B. Murphy.

The SEC proposes rules to require clawback of erroneously awarded incentive-based compensation

USA - July 27 2015 The SEC has proposed rules directing national securities exchanges and associations to establish listing standards requiring companies to adopt…

Robert B. Murphy.