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SEC Broadens the Accredited Investor Definition for Private Offerings

USA - September 3 2020 On August 26, 2020, the Securities and Exchange Commission (SEC) adopted amendments to the definition of “accredited investor,” allowing individual…

Mary Nobles Hancock, Stephen Hinton

The JOBS Act: impact on the banking industry

USA - April 6 2012 On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”).

SEC adopts final rules implementing Dodd-Frank act amendments to Investment Advisers Act

USA - June 26 2011 The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) enacted in July 2010 introduced significant changes to the regulation of investment advisers.