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SEC proposes amendments to Regulation D, Form D and Rule 156

USA - August 5 2013 On July 10, 2013, the Securities and Exchange Commission adopted final rules amending Rule 506 of Regulation D to permit general solicitation and to...

Dean F. Hanley, Alex Khalarian.


Federal district court upholds the SEC's conflict minerals rules

USA - July 29 2013 As we previously reported, in August 2012, the Securities and Exchange Commission adopted controversial rules requiring public companies to attempt...

Dean F. Hanley, Matthew C. Baltay.


SEC adopts "bad actor" disqualification for Rule 506 private placement offerings

USA - July 23 2013 On July 10, 2013, the Securities and Exchange Commission voted unanimously to adopt a "bad actor" disqualification for Rule 506 private placement...

Dean F. Hanley, Steven Hollingsworth.


SEC removes ban on general solicitation in Rule 506 and Rule 144A, but problems remain

USA - July 22 2013 The Securities Exchange Commission has adopted final rules to remove the prohibition on general advertising and solicitation in securities offerings...

Dean F. Hanley.


Delaware corporation law statute amended to provide for ratification and validation of defective corporate acts

USA - July 18 2013 As part of recent amendments to the Delaware General Corporations Law (DGCL), two new sections were added to the DGCL to facilitate the ratification...

Dean F. Hanley.