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Meredith A. Haviland

Foley Hoag LLP

Results 1 to 5 of 26
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All fund managers marketing in the European Union must take note: first deadline under European Union Alternative Investment Fund Managers Directive is approaching

European Union - April 9 2013 The first compliance date under the European Union's recently adopted Alternative Investment Fund Managers Directive (the "AIFMD") is July 22, 2013...

Jeffrey D. Collins.

Extended compliance deadlines for clearing of iTraxx CDS indices

USA, European Union - March 8 2013 As a follow up to our earlier Foley Adviser, the compliance deadlines have been extended for mandatory clearing of European iTraxx credit default...

Diana W. Lo, Jeffrey D. Collins.

Reminder: upcoming deadlines for clearing requirements for certain swaps

USA - March 4 2013 Investment managers who use swaps on behalf of their clients (including funds) are reminded that the phase-in for mandatory clearing of certain types...

Diana W. Lo, Jeffrey D. Collins.

CFTC 4.13(a)(3) annual affirmations due by March 1st

USA - February 25 2013 As a reminder, fund managers relying on the exemption from registration with the U.S. Commodity Futures Trading Commission (the "CFTC") set forth in...

Diana W. Lo, Jeffrey D. Collins.

Important dates and reminders for investment management advisers, exempt reporting advisers, commodity trading advisors and commodity pool operators

USA - January 25 2013 All investment advisers registered with the Securities and Exchange Commission (“SEC”) are required to review their compliance policies and procedures...

Jeffrey D. Collins.