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SEC passes final rules implementing JOBS Act amendments to Regulation D

USA - July 12 2013 On July 10, 2013, the SEC voted 4-1 to approve final rules, which included the adoption of new subsection (c) to SEC Rule 506 of Regulation D under...

Robert G. Sawyer.


Swap users take note: March 2013 DF Protocol deadline is July 1, 2013

USA - June 25 2013 Investment advisers with clients (including funds or separate accounts) that use swaps are reminded to have such clients sign up to the ISDA March...

Diana W. Lo.


UK Treasury plans to extend AIFMD transition period for non-UK fund managers

European Union - May 20 2013 The HM Treasury has issued a Q&A in which it suggests upcoming changes to the timetable for implementing the Alternative Investment Fund Managers...

Diana W. Lo.


Reminder: deadline for Form PF annual filers is April 30, 2013

USA - April 16 2013 As a reminder, smaller private fund advisers registered with the SEC and "large private equity fund advisers" with a fiscal year-end of December 31...

Gabrielle A. Bernstein.


All fund managers marketing in the European Union must take note: first deadline under European Union Alternative Investment Fund Managers Directive is approaching

European Union - April 9 2013 The first compliance date under the European Union's recently adopted Alternative Investment Fund Managers Directive (the "AIFMD") is July 22, 2013...

Meredith A. Haviland.