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Swap users take note: March 2013 DF Protocol deadline is July 1, 2013

USA - June 25 2013 Investment advisers with clients (including funds or separate accounts) that use swaps are reminded to have such clients sign up to the ISDA March...

Jeffrey D. Collins.


UK Treasury plans to extend AIFMD transition period for non-UK fund managers

European Union - May 20 2013 The HM Treasury has issued a Q&A in which it suggests upcoming changes to the timetable for implementing the Alternative Investment Fund Managers...

Jeffrey D. Collins.


DF protocol deadline is May 1, 2013

USA - April 2 2013 Managers of funds and separately managed accounts that use swaps are reminded that they (or their clients) must complete the DF Protocol Adherence...

Jeffrey D. Collins.


Reminder: Form ADV annual amendment due April 1

USA - March 21 2013 As a reminder, all SEC-registered advisers, state-registered advisers, SEC-exempt reporting advisers and state-exempt reporting advisers with a...

Tiffany Ann Ford, Jeffrey D. Collins.


Extended compliance deadlines for clearing of iTraxx CDS indices

USA, European Union - March 8 2013 As a follow up to our earlier Foley Adviser, the compliance deadlines have been extended for mandatory clearing of European iTraxx credit default...

Meredith A. Haviland, Jeffrey D. Collins.