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SBIC exemption from SEC registration under Dodd-Frank Act

USA - July 18 2011 The SEC’s final rules on the implementation of SEC registration requirements for investment advisers under the Investment Advisers Act of 1940, as recently modified by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), were published in the Federal Register and will become effective July 21, 2011 (the “Rules”)....

Robert G. Sawyer, Michael K. Wyatt, Kevin K. Nolan.