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The ETF Evolution Continues: SEC Approves Four New “Proxy Basket” Active Semi-Transparent ETFs

USA - December 2 2019 The new ETFs utilize a “proxy basket” approach that differs from ActiveShares’ AP representative approach...

Andrew J. Davalla, Bibb Strench, Joshua J Hinderliter.

ETF Complexes Should Prepare Now to Comply with New Rule 6c-11 to be in a Position to Unlock Its Key Regulatory Advantages by Year-End

USA - October 3 2019 On September 26, 2019, the Securities and Exchange Commission (SEC) adopted Rule 6c-11 (Rule) under the Investment Company Act of 1940 (1940 Act)...

Andrew J. Davalla, Bibb Strench, Joshua J Hinderliter.

Nominating Committee Best Practices

USA - December 6 2017 Thompson Hine is pleased to share with you the latest episode of Market Matters, our podcast series that explores legal and regulatory issues...

Share Class Rules

USA - March 23 2017 Thompson Hine is pleased to invite you to listen to the third Episode of Market Matters, our podcast series that explores legal and regulatory issues...

Department of Labor Directed to Examine Final Fiduciary Rule

USA - February 6 2017 We are writing to update you on the status of the Department of Labor’s final fiduciary rule (Final Rule). Currently, the Final Rule is scheduled to...

Michael V. Wible.