Articles

Results 1 to 5 of 38


Kokesh v. SEC

USA - June 8 2017 On June 5, 2017, the US Supreme Court unanimously ruled in favor of Jenner & Block’s client, Charles Kokesh, in Kokesh v. SEC, No. 16-529, briefed and…

Stephen L. Ascher, Christian R. Bartholomew, Thomas C. Newkirk, Howard S. Suskin, Adam G. Unikowsky

FCPA Business Guide mid-year 2014 update

USA - July 1 2014 To supplement our annual FCPA Business Guide, this mid-year update reports on Foreign Corrupt Practices Act (FCPA) enforcement actions and…

Jessie K. Liu

The Fourth Circuit holds that the Supreme Court’s Janus decision does not apply to criminal prosecutions under rule 10b-5

USA - June 12 2014 On May 7, 2014, the Fourth Circuit held that the Supreme Court's decision in Janus Capital Group, Inc, v. First Derivative Traders, 131 S. Ct. 2296…

Keith V. Porapaiboon

Second Circuit rejects “listing theory” in dismissing claims of foreign investors purchasing foreign securities on a foreign exchange

USA - June 12 2014 On May 6, 2014, the Second Circuit affirmed the dismissal of a securities class action brought by foreign investors in foreign-issued securities on a…

Keith V. Porapaiboon

Court finds that statute of limitations divests court of jurisdiction to hear SEC’s untimely filed enforcement action

USA - June 12 2014 On May 12, 2014, the United Stated District Court for the Southern District of Florida held that the five year statute of limitations governing SEC…

Keith V. Porapaiboon