Articles

Results 1 to 5 of 13


Supreme Court Is Likely to Reaffirm Dirks Insider Trading Benefit Test

USA - October 20 2016 The questioning in Salman v. United States suggests that the Supreme Court will hold that when a tipper and tippee of material non-public information…

Stephen L. Ascher

Business Guide to Anti-Corruption Laws: 2016 Mid-Year Update

Australia, European Union, OECD, United Kingdom, USA - July 5 2016 To date, 2016 has seen a number of significant anticorruption enforcement developments. Perhaps the most significant among them was the DOJ’s…

Ana R. Bugan, Anthony S. Barkow, Nicholas R. Barnaby, Neil M. Barofsky, Matthew D. Cipolla

Foreign Corrupt Practices Act (FCPA) business guide - 2015 mid-year update

Brazil, United Kingdom, USA - July 1 2015 The first half of 2015 witnessed a number of important developments in Foreign Corrupt Practices Act (“FCPA”) enforcement. Although both the DOJ and…

Ana R. Bugan, Anthony S. Barkow, Neil M. Barofsky, Matthew D. Cipolla, Gabriel A. Fuentes

Second Circuit reverses Judge Rakoff, sets low bar for approval of SEC settlements

USA - June 16 2014 In a long-awaited ruling, on June 4, 2014, the United States Court of Appeals for the Second Circuit reversed the November 2011 decision in which U.S…

Stephen L. Ascher, Christian R. Bartholomew, Thomas C. Newkirk, Joshua H. Rubin

Closer coordination between the SEC's divisions of enforcement and corporate finance

USA - April 10 2014 In a recent panel discussion sponsored by PricewaterhouseCoopers, new SEC Chief Litigation Counsel Matthew Solomon, a former criminal prosecutor in…

Thomas C. Newkirk