USA - January 8 2021
On January 1, 2021, Congress made several important changes to the US Securities laws that will impact the Securities and Exchange Commission's…
Charles D. Riely, Grace C. Signorelli-Cassady, Howard S. Suskin, Philip B. Sailer.
USA - November 11 2020
On November 6, 2020, the Court of Appeals for the DC Circuit held that Kokesh v. SEC, 137 S. Ct. 1635 (2017)--in which the court applied the five-year…
Adam G. Unikowsky, Howard S. Suskin, Sarah A. Youngblood.
USA - July 10 2020
When a company finds itself in receipt of a congressional subpoena, it may wonder whether Congress had authority to issue that subpoena. Yesterday…
Caroline C. Cease, Emily M. Loeb.
USA - June 30 2020
Disgorgement is the remedy the US Securities and Exchange Commission (SEC) has traditionally used to obtain alleged illicit gains in enforcement…
Charles D. Riely, Gayle E. Littleton, Grace C. Signorelli-Cassady, Howard S. Suskin, Philip B. Sailer.
USA - April 29 2020
The COVID-19 pandemic has presented publicly held companies and their officers and directors with a number of legal, business and operational issues…
Howard S. Suskin, Katherine M. Funderburg, Paul B. Rietema.