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Recent SEC Charges Show Division of Enforcement's Continued Reliance on Data Analytics and Targeted Initiatives

USA - May 5 2021 Last week, the SEC's Division of Enforcement charged eight public companies for failing to provide sufficient information in Form 12b-25 filings as to…

Amy Inagaki, Charles D. Riely.

Simplifying Your Form 10-K: Survey Information on Companies Removing Selected Financial Data

USA - February 19 2021 On November 19, 2020, the Securities and Exchange Commission issued rules that significantly changed Items 301, 302, and 303 of Regulation…

Solana Gillis.

2021 Annual Reporting and Proxy Season: Summary of Changes and Action Items for Consideration

USA - January 12 2021 In August 2020, the Securities and Exchange Commission, or SEC, issued sweeping changes to Item 101 of Regulation S-K and thus the business section of…

William Robert Erlain Bill.

SEC Revises Disclosure Requirements Regarding Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information

USA - December 1 2020 On November 19, 2020, the Securities and Exchange Commission (the Commission or the SEC) finalized amendments to its rules and forms relating to…

Spencer Lee.

Institutional Shareholder Services Announces Policy Updates for the 2021 Proxy Season

USA - November 20 2020 On November 12, 2020, Institutional Shareholder Services, or ISS, released its proxy voting policy updates for the 2021 proxy season. The updates…