Results 1 to 5 of 25

Managed Funds Association and Others Urge Narrower Enforcement of Advisers Act’s Recordkeeping Requirements

USA - February 6 2023 Under the leadership of SEC Chairman Gary Gensler and Director of Enforcement Gurbir Grewal, the SEC has consistently prioritized compliance with…

Gargi Chaudhuri

Second Circuit Opines on Scope of Supreme Court’s Kelly Precedent for Misappropriation of Confidential Government Information

USA - January 19 2023 In United States v. Blaszczak,[1] the Second Circuit recently remanded a criminal conviction concerning the misappropriation of confidential…

George A. Carotenuto

SEC v. LBRY, Inc.: Federal Court Finds LBRY’s Crypto Token as a Security

USA - December 22 2022 It is no secret that over the last several years, there has been an exponential increase in the utilization of blockchain and digital assets. Crypto…

Kaiying Wang

An Overview of the SEC, SDNY and CFTC Cases Against Sam Bankman-Fried

USA - December 21 2022 As has been widely reported, last week, the SEC, CFTC, and U.S. Attorney’s Office (“USAO”) for the Southern District of New York (“SDNY”) announced…

Cassandra Deskus, Harry Sandick

SEC Asks Companies to Disclose Information on Crypto Exposure

USA - December 19 2022 On Thursday, December 8, 2022, the Securities and Exchange Commission (“SEC”) published a notice to its website informing companies of their…

Shelley Attadgie