Daniel N. Budofsky
Pillsbury Winthrop Shaw Pittman LLP
Annual Compliance Obligations What you Need to Know
USA, United Kingdom, OECD, European Union - March 12 2018 This alert contains a summary of the primary annual and periodic compliance-related obligations that may apply to investment advisers registered with...
Ildiko Duckor, Ailyn Cabico, David E. Lillevand, Semma G. Arzapalo.
The SEC’s Shutdown of the Munchee ICO
USA - January 2 2018 In a December 11, 2017 Administrative Proceeding, In the matter of Munchee Inc. (the Order), the U.S. Securities and Exchange Commission (SEC) shut...
Initial Coin Offerings (ICOs): The Current State of Play
USA, Canada - November 3 2017 2017 has seen a boom in token presales and “initial coin offerings” (collectively, ICOs), which involve the sale to investors of customized “digital...
Robert B. Robbins, Craig A. deRidder, David C. Johnson, Riaz A. Karamali.
A Resurgence of Synthetic Securitizations
European Union - June 20 2017 Within the past few months, there have been a number of reports of the resurgence, particularly in Europe, of synthetic securitizations of risky...
Financial Hedges for United States Gas-Fired Power Generation Facilities
USA - June 5 2017 Over the past few years, many merchant gas-fired power generation plants operating in the regional transmission organization, PJM Interconnection and...
Olivia Matsushita, Michael T. Reese, Michael S. Hindus.
