Results 1 to 5 of 5
Most popular |Most recent

Global IPOs hit back strongly after COVID-19 crash

European Union, United Kingdom, USA - March 8 2021 Looking ahead, there are even more reasons to be optimistic about the IPO market in 2021. The rollout of vaccines means that a measure of normality…

John R. Vetterli.

Social bond issuance soars as COVID-19 recoveries begin

Global - August 5 2020 Investor interest in social bonds—securities raised to fund specific social projects—has soared during the COVID-19 pandemic. For example…

John R. Vetterli, Karsten Wöckener.

SEC, NASDAQ Provide Additional Guidance and Temporary Exceptions as the Effects of COVID-19 Continue to Impact Public Companies

USA - May 11 2020 On May 4, 2020, the staff of the Division of Corporation Finance (“Corp Fin”) at the Securities and Exchange Commission (the “SEC”) published four…

Colin J. Diamond, Danielle Herrick, David Johansen, Era Anagnosti, Johanna Interian, Rupa Briggs, Stuart Bressman.

New investment opportunities in private offerings as SEC proposes to amend Accredited Investor Definition

USA - January 7 2020 On December 18, 2019, the Securities and the Exchange Commission (the “SEC” or the “Commission”) published its proposal to amend the accredited…

Colin J. Diamond, David Johansen, Era Anagnosti, Holt Goddard, John Donovan, John R. Vetterli, Rupa Briggs, Stuart Bressman.

Hoping to Encourage Increased Participation in the Public Markets, SEC Proposes New Rule Allowing all Issuers to Test the Waters

USA - February 22 2019 The SEC is proposing to extend the testing-the-waters ("TTW") accommodation to all issuers, including investment company issuers. Citing the…

Colin J. Diamond, Era Anagnosti, Holt Goddard, John R. Vetterli, Michelle B. Rutta, Rupa Briggs, Stuart Bressman.