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Reminders for Foreign Private Issuers for the 2019 Annual Reporting Season

USA, United Kingdom, European Union - January 14 2019 This memorandum outlines considerations for foreign private issuers ("FPIs") in preparation for the 2019 annual reporting season. Part I (pg. 2)...

Colin Diamond, Dov M. Gottlieb, Danielle Herrick, Era Anagnosti, Michelle B. Rutta.


Hard at Work Closing Out an Already Active 2018

USA - January 11 2019 Keeping up with the commitment to promote capital formation,1 on December 19, 2018, the Securities and Exchange Commission ("SEC") adopted final...

Colin Diamond, Dov M. Gottlieb, Danielle Herrick, Era Anagnosti, Michelle B. Rutta.


SEC Operations During Federal Government Shutdown

USA - December 27 2018 On December 21, 2018, the federal government failed to enact appropriations to fund certain federal operations, resulting in a partial government...

Colin Diamond, Dov M. Gottlieb, Danielle Herrick, Era Anagnosti, Michelle B. Rutta.


Reminders for US Public Companies for the 2019 Annual Reporting and Proxy Season

USA - December 5 2018 This memorandum outlines certain considerations for US public companies in preparation for the 2019 annual reporting and proxy season. Part I...

Colin Diamond, Dov M. Gottlieb, Danielle Herrick, Era Anagnosti, Michelle B. Rutta.


SEC Releases New Guidance on Board Analyses and Rule 14a-8 Ordinary Business and Economic Relevance Exceptions

USA - November 2 2018 On October 23, 2018, the staff (the "Staff") of the Division of Corporation Finance ("Corp Fin") of the Securities and Exchange Commission ("SEC")...

Colin Diamond, Dov M. Gottlieb, Danielle Herrick, Era Anagnosti, Michelle B. Rutta.