Holt Goddard
White & Case LLP
Articles
New investment opportunities in private offerings as SEC proposes to amend Accredited Investor Definition
USA - January 7 2020 On December 18, 2019, the Securities and the Exchange Commission (the “SEC” or the “Commission”) published its proposal to amend the accredited…
Colin J. Diamond, David Johansen, Era Anagnosti, Jessica Chen, John Donovan, John R. Vetterli, Rupa Briggs, Stuart Bressman.
Hoping to Encourage Increased Participation in the Public Markets, SEC Proposes New Rule Allowing all Issuers to Test the Waters
USA - February 22 2019 The SEC is proposing to extend the testing-the-waters ("TTW") accommodation to all issuers, including investment company issuers. Citing the…
Colin J. Diamond, Era Anagnosti, Jessica Chen, John R. Vetterli, Michelle B. Rutta, Rupa Briggs, Stuart Bressman.
Recent Regulatory Developments and the New US Presidential Administration's Actions Affecting Public Companies
USA - March 7 2017 There have been several recent developments and proposed initiatives related to deregulation impacting US public companies and foreign private…
SEC Finalizes Rules Implementing JOBS Act and FAST Act Provisions Concerning Exchange Act Registration Thresholds
USA - May 12 2016 On May 3, 2016, the Securities and Exchange Commission (SEC) adopted final rules regarding the thresholds for registration, termination of…
Colin J. Diamond, David Johansen, Gary Kashar, Irina Yevmenenko.
Fast Act amends JOBS Act
USA - December 9 2015 On December 4, 2015, President Obama signed into law the Fixing America’s Surface Transportation Act, known as the “FAST Act.” Continuing the theme…
