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Reminders for US Public Companies for the 2019 Annual Reporting and Proxy Season

USA - December 5 2018 This memorandum outlines certain considerations for US public companies in preparation for the 2019 annual reporting and proxy season. Part I...

Colin Diamond, Irina Yevmenenko, Dov M. Gottlieb, Danielle Herrick, Michelle B. Rutta.


SEC Releases Guidance on Digital Asset Securities: Established Securities Regulations Are Here to Stay

USA, United Kingdom, European Union - November 28 2018 SEC Public Statement On Digital Asset Technologies - Innovative Investing and Trading Technologies Must Still Adhere to Well-Established and...

Pratin Vallabhaneni, Julia Smithers Excell.


SEC Releases New Guidance on Board Analyses and Rule 14a-8 Ordinary Business and Economic Relevance Exceptions

USA - November 2 2018 On October 23, 2018, the staff (the "Staff") of the Division of Corporation Finance ("Corp Fin") of the Securities and Exchange Commission ("SEC")...

Colin Diamond, Irina Yevmenenko, Dov M. Gottlieb, Danielle Herrick, Michelle B. Rutta.


The SEC Launches FinHub - New Resource for Public Engagement on FinTech Matters

USA - October 24 2018 On October 18, 2018, the US Securities and Exchange Commission (the "SEC" or the "Commission") announced its launch of a new "strategic hub for...

Pratin Vallabhaneni.


Stop Payment: SEC Investigative Report Highlights Need for Proper Training, Controls to Prevent Cyber-Related Fraud

USA - October 19 2018 The Securities and Exchange Commission ("SEC") decided not to pursue enforcement actions against any of nine publicly traded companies, each of which...

Steven R. Chabinsky, Michelle B. Rutta.