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The Volcker Rule’s impact on CLO issuances and other securities offerings

USA - April 27 2015 Section 619 of the Dodd-Frank Wall Street Reform Act of 20101 (the "Dodd-Frank Act") - commonly known as the "Volcker Rule" - adds a new section 13…

Melissa Butler, Josh Parbhu, Joshua Van der Ploeg, Laura Spota.

Absolute Activist Value Master Fund Ltd v. Ficeto: Second Circuit decision further defines the extraterritorial limits of US securities laws

USA - March 20 2012 In Absolute Activist Value Master Fund Ltd. v. Ficeto, the Second Circuit clarified the extraterritorial reach of Section 10(b) of the Securities Exchange Act of 1934.

Andrew Hammond, Owen C. Pell, Gregory M. Starner.

CLO Market Booms as Regulatory Uncertainty Abates

European Union, USA - October 2 2017 Collateralised loan obligations ("CLOs") have provided over $515 billion in financing to non-investment grade corporates in the US since 2011, and…

James Jirtle, Chris McGarry, David Thatch.

Court Agrees, Agencies Overstepped Their Authority. What’s Next for CLO Managers?

European Union, United Kingdom, USA - February 13 2018 On February 9, 2018, the United States Court of Appeals for the District of Columbia Circuit (the "DC Circuit Court") issued an opinion addressing…

James M. Fogarty, David Thatch.

CLO risk retention: the headline hurts; the hit, not so much

USA - October 31 2014 More than a year after the Office of the Comptroller of the Currency of the Department of the Treasury, the Board of Governors of the Federal Reserve…

Gavin McLean, Josh Parbhu, David Thatch.