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Court Agrees, Agencies Overstepped Their Authority. What’s Next for CLO Managers?

European Union, United Kingdom, USA - February 13 2018 On February 9, 2018, the United States Court of Appeals for the District of Columbia Circuit (the "DC Circuit Court") issued an opinion addressing…

David Thatch, James M. Fogarty.

CLO Market Booms as Regulatory Uncertainty Abates

European Union, USA - October 2 2017 Collateralised loan obligations ("CLOs") have provided over $515 billion in financing to non-investment grade corporates in the US since 2011, and…

Chris McGarry, David Thatch, James Jirtle.

The Volcker Rule’s impact on CLO issuances and other securities offerings

USA - April 27 2015 Section 619 of the Dodd-Frank Wall Street Reform Act of 20101 (the "Dodd-Frank Act") - commonly known as the "Volcker Rule" - adds a new section 13…

Josh Parbhu, Joshua Van der Ploeg, Laura Spota, Melissa Butler.

CLO risk retention: the headline hurts; the hit, not so much

USA - October 31 2014 More than a year after the Office of the Comptroller of the Currency of the Department of the Treasury, the Board of Governors of the Federal Reserve…

David Thatch, Gavin McLean, Josh Parbhu.

City of Pontiac: Second Circuit further limits when US securities laws may reach non-US securities and issuers

USA - May 9 2014 In City of Pontiac Policemen’s and Firemen’s Retirement System v. UBS AG (“City of Pontiac”), the US Court of Appeals for the Second Circuit…

Gregory M. Starner, Owen C. Pell.