Articles

Results 1 to 5 of 46
Most popular |Most recent


Flying Too Close to the Sun: The U.K. Supreme Court Places New Limits on the SFO’s Overseas Investigative Power

United Kingdom - February 19 2021 In a striking rebuke, the U.K. Supreme Court found that the U.K. Serious Fraud Office (“SFO”) overstepped its authority when it tried to access…

Christopher W. James, Tyler Blake.

Beware of SEC Requests to Include Non-Monetary Conditions When Settling Enforcement Matters

USA - February 4 2021 To settle enforcement matters, the U.S. Securities and Exchange Commission (“SEC”) often seeks to require non-monetary conditions on top of civil…

Laurel S. Fensterstock, W. Logan Lewis.

The Government Giveth and DOJ Taketh Away: The First Civil Settlement for Fraud in the Paycheck Protection Program

USA - January 27 2021 It was only a matter of time. On January 12, 2021, the Department of Justice (“DOJ”) announced that it had reached its first civil settlement…

Adrianne L. Goins, John M. Satira.

CFTC Reached New Heights in Enforcement in FY2020 Using Data Analytics to Bring a Record-Breaking Spoofing Case

USA - December 9 2020 Unlike the year most of us have had, FY2020 was a banner year for the Commodities Futures Trading Commission’s (“CFTC” or the “Commission”) Division…

Brittany Harwood.

FTC Announces Settlement with Zoom Resolving Data Security Concerns

USA - November 19 2020 On November 9, 2020, the U.S. Federal Trade Commission (“FTC”) announced a proposed settlement with Zoom Video Communications, Inc. (“Zoom”), a video…

Ryan Will, W. Logan Lewis.