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John M. Miller

Sullivan & Cromwell LLP

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CFTC Staff Announces Review of Swaps Reporting Requirements and Requests Public Comment

USA - July 11 2017 The Division of Market Oversight (“DMO”) of the Commodity Futures Trading Commission (“CFTC”) announced plans to review the swap data reporting...

Ryne V. Miller, Christine Trent Parker, Kathleen S. McArthur, Kenneth M. Raisler, David J. Gilberg, Rebecca J. Simmons, Dennis C. Sullivan.


FX Global Code--Global Principles of Good Practice in the Foreign Exchange Market

Global - June 20 2017 In May 2015, the Bank of International Settlements (BIS) Governors announced the formation of a Foreign Exchange Working Group, comprised of public...

Ryne V. Miller, Christine Trent Parker, Kathleen S. McArthur, Kenneth M. Raisler, David J. Gilberg, Rebecca J. Simmons.


CFTC Issues Final Recordkeeping Rules - CFTC Finalizes Rule to Modernize Recordkeeping Obligations

USA - June 8 2017 On May 23, 2017, the Commodity Futures Trading Commission (the "CFTC" or the "Commission") adopted final rules (the "Final Rule") to amend and update...

Ryne V. Miller, Christine Trent Parker, Kathleen S. McArthur, Kenneth M. Raisler, David J. Gilberg, Rebecca J. Simmons, Dennis C. Sullivan.


CFTC Issues Final Rules to Expand Its Whistleblower Authority

USA - June 5 2017 On May 22, 2017, the Commodity Futures Trading Commission (the "CFTC") unanimously adopted final rules to amend and update Part 165 of the CFTC's...

Ryne V. Miller, Christine Trent Parker, Kenneth M. Raisler, David J. Gilberg, Rebecca J. Simmons.


CFTC Proposes to Amend CCO Rules - CFTC Proposes Amendments to Chief Compliance Officer Duties and Annual Reports

USA - May 11 2017 On May 3, 2017, the Commodity Futures Trading Commission (the "CFTC") announced proposed amendments to its rules governing the duties of chief...

Ryne V. Miller, Christine Trent Parker, Kathleen S. McArthur, Kenneth M. Raisler, David J. Gilberg, Rebecca J. Simmons, Dennis C. Sullivan.