Articles

Results 1 to 5 of 12
Most popular |Most recent


"Test-the-Waters" Communications: The SEC Proposes to Expand the Permitted Use of "Test-the-Waters" Communications to All Issuers

USA - February 27 2019 On February 19, 2019, the Securities and Exchange Commission proposed a new rule and related amendments to expand the permitted use of…

Robert W. Downes, Robert W. Reeder III, Chun Wei, Michael G. DeSombre, Waldo D. Jones Jr., Donald R. Crawshaw, Robert Buckholz, Rebecca J. Simmons, John L. Savva, Izumi Akai, Chris Beatty, Ari B. Blaut, Garth W. Bray, Patrick S. Brown, Kathryn A. Campbell, Catherine M. Clarkin, Krystian Czerniecki, Robert G. DeLaMater, John E. Estes, William G. Farrar, Keiji Hatano, John Horsfield-Bradbury, James M. Shea Jr., Ching-Yang Lin, John P. Mead, Scott D. Miller, John O'Connor, Sarah P. Payne, Oderisio de Vito Piscicelli, Alison S. Ressler, Robert S. Risoleo, Evan S. Simpson, William D. Torchiana, Benjamin H. Weiner.

CFTC 2019 Examination Priorities: CFTC Divisions of Market Oversight, Swap Dealer & Intermediary Oversight and Clearing & Risk Announce Examination Priorities for CFTC-Regulated Entities for the First Time

USA - February 13 2019 On February 12, 2019, the Commodity Futures Trading Commission (the “CFTC”) released the 2019 “Examination Priorities” developed by the Compliance…

David J. Gilberg, Kenneth M. Raisler, Michael G. DeSombre, Waldo D. Jones Jr., Eric J. Kadel, Jr., Rebecca J. Simmons, John L. Savva, Izumi Akai, Vanessa K. Blackmore, Patrick S. Brown, Whitney A. Chatterjee, Krystian Czerniecki, Wolfgang Feuring, Samuel R. Woodall III, Ryne V. Miller, Christine Trent Parker, Alison S. Ressler, Michael Rosenthal, William D. Torchiana, Daniel M. Wolf.

SEC adopts disclosure rules on hedging policies: Requires description of any hedging policies or practices adopted, not specified transactions; will apply to most companies beginning in 2020

USA - January 3 2019 On December 18, 2018, the SEC adopted rules requiring disclosure of policies and practices regarding hedging for directors, officers and employees of…

Robert W. Downes, Robert W. Reeder III, Chun Wei, Michael G. DeSombre, Waldo D. Jones Jr., Olivier de Vilmorin, Francis J. Aquila, Carsten Berrar, Garth W. Bray, Catherine M. Clarkin, H. Rodgin Cohen, Heather L. Coleman, Krystian Czerniecki, Mitchell S. Eitel, Matthew M. Friestedt, Joseph B. Frumkin, Keiji Hatano, John Horsfield-Bradbury, Jeremy B. Kutner, Scott D. Miller, Sarah P. Payne, Alison S. Ressler, David B. Rockwell, Melissa Sawyer, William D. Torchiana, Marc Treviño.

Key Considerations for Fiscal Year 2018 Form 10-K and 20-F Filings

European Union, United Kingdom, USA - December 19 2018 As issuers prepare their Form 10-K and 20-F filings for fiscal year 2018, they should consider the guidance provided in some recent speeches from…

Robert W. Downes, Robert W. Reeder III, Chun Wei, Michael G. DeSombre, Waldo D. Jones Jr., Donald R. Crawshaw, Robert Buckholz, Rebecca J. Simmons, John L. Savva, Izumi Akai, Chris Beatty, Ari B. Blaut, Garth W. Bray, Patrick S. Brown, Kathryn A. Campbell, Catherine M. Clarkin, Krystian Czerniecki, Robert G. DeLaMater, John E. Estes, William G. Farrar, Keiji Hatano, Scott D. Miller, Sarah P. Payne, Alison S. Ressler, Robert S. Risoleo, William D. Torchiana, Benjamin H. Weiner.

ISS Announces Limited Benchmark Policy Updates

Canada, USA - November 19 2018 ISS Updates Its 2019 Benchmark Proxy Voting Policies for the Americas, EMEA, and Asia-Pacific Regions, to Take Effect for Shareholder Meetings Held…

Robert W. Downes, Robert W. Reeder III, Chun Wei, Michael G. DeSombre, Waldo D. Jones Jr., Olivier de Vilmorin, Francis J. Aquila, Carsten Berrar, Garth W. Bray, Robert Chu, Catherine M. Clarkin, H. Rodgin Cohen, Heather L. Coleman, Mitchell S. Eitel, Joseph B. Frumkin, Keiji Hatano, Jeremy B. Kutner, Scott D. Miller, Sarah P. Payne, Alison S. Ressler, Melissa Sawyer, William D. Torchiana, Marc Treviño.