Stuart S. Carruthers
Stikeman Elliott LLP
Articles
Québec’s AMF Releases Draft Incentive Management Guideline for Financial Institutions
Canada - December 15 2021 The Autorité des Marchés Financiers (“AMF”) recently released a draft version of its Incentive Management Guideline (“Draft Guideline”), which…
OSFI Releases Draft Guideline B-13 on Technology and Cyber Risk Management
Canada - November 26 2021 On November 9, 2021, Canada’s Office of the Superintendent of Financial Institutions (“OSFI”) launched a public consultation on the newly released…
Financial Services Innovation in Ontario: FSRA Releases its Consultation Document
Canada - November 11 2021 On October 21, 2021, the Financial Services Regulatory Authority of Ontario (FSRA) released a 35-page consultation document (“Consultation Document”)…
Fair Treatment of Customers: Results Released from the CCIR’s Cooperative Reviews of Canadian Insurers
Canada - November 1 2021 The Canadian Council of Insurance Regulators (“CCIR”) has released its Fair Treatment of Customers (“FTC”) Consolidated Observations Report (the…
Alberta Introduces Captive Insurance Company Legislation
Canada - October 27 2021 A captive is an insurance company established by a single shareholder or group of related shareholders, and which typically insures only the risks of…
