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CFTC Case Updates: Settlement Highlights Agency’s New Premium on Cooperation; 7th Circuit Upholds Criminal Spoofing Conviction

USA - August 15 2017 On August 7, 2017, the Commodity Futures Trading Commission (CFTC or Commission) announced a settlement for a civil penalty of $600,000 with the Bank...

Jonathan Marcus, David Meister, Chad E. Silverman, Theodore M. Kneller, Mark D. Young.


Recent Bills to Amend Dodd-Frank Preview Coming Attractions in Post-Election Congress

USA - July 28 2016 Recently introduced legislation suggests that Republicans and Democrats in post-election Congress will be looking in very different directions on how...

Maureen A. Donley, Rachel Kaplan Reicher, Theodore M. Kneller, Mark D. Young, W. Graham McCall.


CFTC asserts jurisdiction in Bitcoin markets

USA - September 30 2015 The Commodity Futures Trading Commission (CFTC) recently took a series of actions confirming views expressed late last year by CFTC Chairman Timothy...

Maureen A. Donley, Theodore M. Kneller, Mark D. Young.


SEC finalizes registration rules for security-based swap entities

USA - August 12 2015 On August 5, 2015, the Securities and Exchange Commission (SEC) adopted final registration rules for security-based (SB) swap Dealers and major SB...

Maureen A. Donley, Theodore M. Kneller, Mark D. Young.


CFTC proposes rules for cross-border application of uncleared margin

USA - July 13 2015 The Commodity Futures Trading Commission (CFTC) recently proposed rules to address the cross-border application of margin requirements for uncleared...

Maureen A. Donley, Theodore M. Kneller, Mark D. Young, W. Graham McCall.