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Corporate Finance Alert: SEC Issues New Guidance on Draft Registration Statements, Including Omission of Interim Financial Statements

USA - August 22 2017 On August 17, 2017, the staff (Staff) of the Securities and Exchange Commission (SEC) issued new guidance that will streamline significantly the...

Rajeev P. Duggal, Michelle Gasaway, David J. Goldschmidt, Ryan J. Dzierniejko, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


Global Index Providers Announce Decision to Exclude Companies with Multi-class Capital Structures or Limited Public Voting Rights

Global - August 7 2017 In July 2017, global index providers S&P Dow Jones (S&P DJI) and FTSE Russell (FTSE) announced changes to their index eligibility rules, with S&P DJI...

Rajeev P. Duggal, Michelle Gasaway, David J. Goldschmidt, Ryan J. Dzierniejko, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


Financial CHOICE Act Aims to Open Capital Markets and Reduce Regulatory Burdens

USA - June 12 2017 On June 8, 2017, the House of Representatives passed, by a 233-186 party-line vote (with all Democrats and one Republican voting against), the...

Rajeev P. Duggal, Michelle Gasaway, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny, Laura A. Kaufmann Belkhayat.


SEC Adopts EGC Inflation Adjustments and Other Technical Amendments Under the JOBS Act

USA - April 6 2017 On March 31, 2017, the Securities and Exchange Commission (SEC) adopted several new rules to effectuate inflation adjustments mandated under the...

Rajeev P. Duggal, Michelle Gasaway, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


SEC Adopts T2 Settlement Cycle for Securities Transactions

USA - April 3 2017 On March 22, 2017, the Securities and Exchange Commission (SEC) adopted an amendment to Securities Exchange Act Rule 15c6-1(a) to shorten the...

Rajeev P. Duggal, Michelle Gasaway, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.