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SEC Adopts Final Rules to Allow Exchange Act Reporting Companies to Use Regulation A

USA - December 20 2018 The Securities and Exchange Commission (SEC) adopted final rules to allow reporting companies to rely on the Regulation A exemption to conduct...

Brian V. Breheny, Pranav L. Trivedi, Michelle Gasaway, Danny Tricot, James A. McDonald, Andrea L. Nicolas, David J. Goldschmidt, Jonathan B. Stone, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Laura A. Kaufmann Belkhayat, Adrian J. S. Deitz, Michael J. Schwartz, Yossi Vebman, Michael J. Zeidel, Gregg A. Noel, Andrew J. Brady, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko, Jonathan Ko, Riccardo A. Leofanti, Richard C. Witzel, Jr., Dwight S. Yoo.


Capital Markets Alert 2019 SEC Filing Deadlines for Calendar Year End Companies

USA - December 3 2018 90 days after the plan's fiscal year end, provided that plans subject to ERISA may file the plan statements within 180 calendar days after the...

Filipe B. Areno, Jonathan B. Stone, Michael J. Schwartz, Thomas J. Ivey, Jonathan Ko.


SEC Proposes to Ease Disclosures Required by Rules 3-10 and 3-16 of Regulation S-X in Certain Registered Debt Offerings

USA - August 8 2018 On July 24, 2018, the Securities and Exchange Commission (SEC) proposed rule amendments that would simplify the financial disclosure requirements...

Brian V. Breheny, Pranav L. Trivedi, Michelle Gasaway, Danny Tricot, James A. McDonald, Andrea L. Nicolas, David J. Goldschmidt, Jonathan B. Stone, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Laura A. Kaufmann Belkhayat, Phyllis G. Korff, Adrian J. S. Deitz, Michael J. Schwartz, Yossi Vebman, Michael J. Zeidel, Gregg A. Noel, Andrew J. Brady, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko, Jonathan Ko, Riccardo A. Leofanti, Richard C. Witzel, Jr., Dwight S. Yoo.


SEC Solicits Comment on Modernizing the Rules and Forms for Stock-Based Compensation

USA - August 2 2018 On July 18, 2018, the Securities and Exchange Commission (SEC) issued a Concept Release soliciting public comment on ways to modernize Rule 701 and...

Brian V. Breheny, Pranav L. Trivedi, Michelle Gasaway, Danny Tricot, James A. McDonald, Andrea L. Nicolas, David J. Goldschmidt, Jonathan B. Stone, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Laura A. Kaufmann Belkhayat, Phyllis G. Korff, Adrian J. S. Deitz, Michael J. Schwartz, Yossi Vebman, Michael J. Zeidel, Gregg A. Noel, Andrew J. Brady, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko, Jenna M. Godfrey, Jonathan Ko, Riccardo A. Leofanti, Richard C. Witzel, Jr., Dwight S. Yoo.


The JOBS Act 3.0: Regulatory Reforms Pass House of Representatives

USA - July 23 2018 On July 17, 2018, the House of Representatives passed the JOBS and Investor Confidence Act (JOBS Act 3.0), a package of reforms consisting of 32...

Brian V. Breheny, Michelle Gasaway, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Adrian J. S. Deitz, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko.