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SEC Proposes to Ease Disclosures Required by Rules 3-10 and 3-16 of Regulation S-X in Certain Registered Debt Offerings

USA - August 8 2018 On July 24, 2018, the Securities and Exchange Commission (SEC) proposed rule amendments that would simplify the financial disclosure requirements...

Brian V. Breheny, Pranav L. Trivedi, Danny Tricot, James A. McDonald, Andrea L. Nicolas, David J. Goldschmidt, Rajeev P. Duggal, Jonathan B. Stone, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Laura A. Kaufmann Belkhayat, Phyllis G. Korff, Adrian J. S. Deitz, Michael J. Schwartz, Yossi Vebman, Michael J. Zeidel, Gregg A. Noel, Andrew J. Brady, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko, Jonathan Ko, Riccardo A. Leofanti, Richard C. Witzel, Jr., Dwight S. Yoo.


SEC Solicits Comment on Modernizing the Rules and Forms for Stock-Based Compensation

USA - August 2 2018 On July 18, 2018, the Securities and Exchange Commission (SEC) issued a Concept Release soliciting public comment on ways to modernize Rule 701 and...

Brian V. Breheny, Pranav L. Trivedi, Danny Tricot, James A. McDonald, Andrea L. Nicolas, David J. Goldschmidt, Rajeev P. Duggal, Jonathan B. Stone, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Laura A. Kaufmann Belkhayat, Phyllis G. Korff, Adrian J. S. Deitz, Michael J. Schwartz, Yossi Vebman, Michael J. Zeidel, Gregg A. Noel, Andrew J. Brady, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko, Jenna M. Godfrey, Jonathan Ko, Riccardo A. Leofanti, Richard C. Witzel, Jr., Dwight S. Yoo.


The JOBS Act 3.0: Regulatory Reforms Pass House of Representatives

USA - July 23 2018 On July 17, 2018, the House of Representatives passed the JOBS and Investor Confidence Act (JOBS Act 3.0), a package of reforms consisting of 32...

Brian V. Breheny, Rajeev P. Duggal, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Adrian J. S. Deitz, Stephan Hutter, Thomas J. Ivey, Ryan J. Dzierniejko.


SEC Eases Disclosure Threshold Under Rule 701

USA - July 19 2018 On July 18, 2018, the Securities and Exchange Commission (SEC) amended Rule 701(e) of the Securities Act of 1933 (Securities Act), as mandated by the...

Brian V. Breheny, David J. Goldschmidt, Rajeev P. Duggal, Z. Julie Gao, Gregory A. Fernicola, Adrian J. S. Deitz, Stephan Hutter, Ryan J. Dzierniejko, Jenna M. Godfrey.


Capital Markets Alert - SEC Expands ‘Smaller Reporting Company’ Definition

USA - July 9 2018 On June 28, 2018, the Securities and Exchange Commission (SEC) approved amendments to the definition of “smaller reporting company” (SRC) that will...

Brian V. Breheny, David J. Goldschmidt, Rajeev P. Duggal, Z. Julie Gao, Gregory A. Fernicola, Stacy J. Kanter, Adrian J. S. Deitz, Thomas J. Ivey, Ryan J. Dzierniejko.