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SEC Modernizes Electronic Filing Requirements

USA - June 22 2022 On June 3, 2022, the U.S. Securities and Exchange Commission (SEC) adopted amendments to modernize how certain information is filed or submitted to…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Brian V. Breheny, Leo W. Chomiak, Raquel Fox, Blake M. Grady, Khadija Lalani, James Rapp

Conflict Minerals Disclosures Due May 31, 2022

USA - April 12 2022 Conflict minerals disclosures on Forms SD are required to be filed with the Securities and Exchange Commission (SEC) no later than May 31, 2022. The…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Brian V. Breheny, Leo W. Chomiak, Raquel Fox, Marc S. Gerber, Blake M. Grady, Caroline S. Kim, Khadija Lalani, James Rapp

SEC Proposes New Rules for Climate-Related Disclosures

USA - March 24 2022 On March 21, 2022, the Securities and Exchange Commission (SEC) voted 3-1 to propose long-anticipated rules mandating climate-related disclosures in…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Brian V. Breheny, Leo W. Chomiak, Henry C. Eisenberg, Raquel Fox, Marc S. Gerber, Blake M. Grady, Caroline S. Kim, Stacy E. Kray, Khadija Lalani, Elizabeth A. Malone, James Rapp

SEC Proposes Short Sale Disclosure Rules

USA - March 17 2022 On February 25, 2022, the U.S. Securities and Exchange Commission (SEC) announced that it unanimously voted to approve proposed changes requiring…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Brian V. Breheny, Leo W. Chomiak, Raquel Fox, Blake M. Grady, Caroline S. Kim, Khadija Lalani, James Rapp

SEC Proposes New Rules for Cybersecurity Risk Management, Strategy, Governance and Incident Disclosure

USA - March 11 2022 On March 9, 2022, the Securities and Exchange Commission (SEC) proposed rules that are intended to enhance and standardize disclosures regarding…

Ryan J. Adams, Andrew J. Brady, Brian V. Breheny, Leo W. Chomiak, Raquel Fox, Marc S. Gerber, Blake M. Grady, Caroline S. Kim, Khadija Lalani, Michael E. Leiter, Joe Molosky, James Rapp, William Ridgway