We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 1 of 1
Most popular |Most recent

FINRA provides guidance on effective supervision and control practices for firms engaging in algorithmic trading strategies

USA - May 1 2015 The Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice (the “Notice”) in March 2015 that provides guidance on effective...

Tri D. Chiem, Deborah S. Tuchman, Anastasia T. Rockas.