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Guide to maintaining confidentiality of commercially sensitive information in agreements filed with SEC

USA - January 12 2023 U.S. Securities and Exchange Commission (SEC) rules require reporting companies to file material agreements as exhibits to periodic reports…

Ryan J. Adams, Andrew J. Brady, Leo W. Chomiak, Raquel Fox, Jeongu Gim, Blake M. Grady, Caroline S. Kim, Khadija Lalani, Nicholas D. Lamparski

Form 20-F for Fiscal Year 2022: what foreign private issuers should keep in mind

USA - January 10 2023 There have been a number of notable recent developments in U.S. Securities and Exchange Commission regulation of foreign private issuers (FPIs)…

Filipe B. Areno, J. Mathias von Bernuth, Andrew J. Brady, Lorenzo Corte, Shu Du, Raquel Fox, Nicholas D. Lamparski, Alejandro Gonzalez Lazzeri, Haiping Li, Alejandro Ascencio Lucio, James A. McDonald, Maria Protopapa, Pranav L. Trivedi, Yuting Wu

2023 SEC filing and staleness calendars and annual regulatory review

USA - December 20 2022 To prepare for 2023, reporting companies should be aware of applicable SEC filing deadlines and financial statement “staleness” dates, as well as…

Filipe B. Areno, Laura A. Kaufmann Belkhayat, J. Mathias von Bernuth, Andrew J. Brady, Adrian J. S. Deitz, Shu Du, Rajeev P. Duggal, Ryan J. Dzierniejko, Gregory A. Fernicola, Raquel Fox, Michelle Gasaway, David J. Goldschmidt, Michael J. Hong, Stephan Hutter, Thomas J. Ivey, Caroline S. Kim, Haiping Li, James A. McDonald, Gregg A. Noel, Michael J. Schwartz, Jonathan B. Stone, Kenji Taneda, Danny Tricot, Pranav L. Trivedi, Joseph (Yossi) Vebman, Yuting Wu, Michael J. Zeidel

SEC amends rules for rule 10b5-1 trading plans and adds new disclosure requirements

USA - December 20 2022 On December 14, 2022, the U.S. Securities and Exchange Commission (SEC) adopted several amendments and new disclosure requirements intended to…

Katherine D. Ashley, Leo W. Chomiak, Raquel Fox, Marc S. Gerber, Page W. Griffin, Shalom D. Huber, Caroline S. Kim, Loren Koles, Regina Olshan, Joseph M. Penko, James Rapp, Erica Schohn, Joseph M. Yaffe

SEC delays by two years implementation of rule 15c2-11 for private issuers of rule 144a debt securities

USA - December 12 2022 In response to concerns raised by market participants, the staff of the Division of Trading and Markets of the Securities and Exchange Commission…

Filipe B. Areno, Laura A. Kaufmann Belkhayat, J. Mathias von Bernuth, Andrew J. Brady, Adrian J. S. Deitz, Shu Du, Rajeev P. Duggal, Ryan J. Dzierniejko, Gregory A. Fernicola, Raquel Fox, Michelle Gasaway, David J. Goldschmidt, Stephan Hutter, Thomas J. Ivey, Haiping Li, James A. McDonald, Andrea L. Nicolas, Gregg A. Noel, Michael J. Schwartz, Jonathan B. Stone, Kenji Taneda, Danny Tricot, Pranav L. Trivedi, Joseph (Yossi) Vebman, Yuting Wu, Dwight S. Yoo, Michael J. Zeidel