Articles

Results 1 to 5 of 168
Most popular |Most recent


SEC Approves Nasdaq Board Diversity Listing Standards

USA - September 28 2021 On August 6, 2021, the Securities and Exchange Commission (SEC) approved1 the Nasdaq Stock Market’s (Nasdaq) proposal to amend its listing standards…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Leo W. Chomiak, Raquel Fox, Marc S. Gerber, Jeongu Gim, Blake M. Grady, Caroline S. Kim, Khadija Lalani.

SEC Staff Issues Detailed Form 10-K Comments Regarding Climate-Related Disclosures

USA - September 22 2021 As anticipated, the staff in the SEC's Division of Corporation Finance has begun issuing detailed comments regarding climate-related disclosures.1 In…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Leo W. Chomiak, Raquel Fox, Jeongu Gim, Blake M. Grady, Caroline S. Kim, Khadija Lalani, James Rapp.

SEC Heightens Focus on Cybersecurity

USA - September 1 2021 On August 30, 2021, the Securities and Exchange Commission (SEC) announced that eight broker-dealers and/or investment advisers will pay civil…

Henry C. Eisenberg, Raquel Fox, Andrew Hanson, Andrew M. Lawrence, Colleen P. Mahoney, William Ridgway.

NYSE Restores Thresholds for Related Party Transactions To Align With SEC Disclosure Requirements

USA - August 26 2021 On August 19, 2021, the New York Stock Exchange (NYSE) filed an immediately effective rule change (Rule Proposal) restoring a transaction value and…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Leo W. Chomiak, Raquel Fox, Marc S. Gerber, Jeongu Gim, Blake M. Grady, Caroline S. Kim, Khadija Lalani.

SEC Approves Nasdaq Board Diversity Listing Standards

USA - August 10 2021 On August 6, 2021, the Securities and Exchange Commission (SEC) approved1 the Nasdaq Stock Market’s (Nasdaq) proposal to amend its listing standards…

Ryan J. Adams, Andrew T. Bond, Andrew J. Brady, Leo W. Chomiak, Raquel Fox, Marc S. Gerber, Jeongu Gim, Blake M. Grady, Caroline S. Kim, Khadija Lalani.