USA - March 15 2023
While courts have long held that solicitations must be tailored to a particular audience to precipitate statutory seller liability, recent decisions…
James R. Carroll, Eben P. Colby, Jack P. DiCanio, Alexander C. Drylewski, Lara A. Flath, Andrew L. Foster, Robert A. Fumerton, Cliff C. Gardner, Michael S. Hines, Jay B. Kasner, Matthew R. Kipp, Bradley A. Klein, Marcie Lape, Joseph O. Larkin, Paul J. Lockwood, David Meister, Daniel Michael, Edward B. Micheletti, Virginia Milstead, Peter B. Morrison, Scott D. Musoff, Alisha Q. Nanda, Jenness E. Parker, Noelle M. Reed, Patrick G. Rideout, Jason D. Russell, Susan L. Saltzstein, Chuck Smith, Jennifer C. Voss, George A. Zimmerman
USA - January 26 2023
New SEC rules on Rule 10b5-1 preset trading plans for insiders add lengthy “cooling-off periods” for directors and officers between the time…
Katherine D. Ashley, Raquel Fox, Marc S. Gerber, Shalom D. Huber, Caroline S. Kim
Denmark, USA - December 16 2022
On December 13, 2022, Danske Bank A/S, headquartered in Denmark, pled guilty to one count of conspiracy to commit bank fraud (18 U.S.C. § 1349) and…
Alessio Evangelista, Andrew M. Good, Christopher S. Herlihy, Ryan D. Junck, David Meister, Bora P. Rawcliffe, Greg Seidner
USA - December 13 2022
As companies grapple with the business challenges that rising interest rates and an uncertain economic outlook present, there are the inevitable…
Raquel Fox, Kathryn Gamble, Marc S. Gerber, Gregory P. Norman, Simon Toms
USA - December 8 2022
The SEC collected a record $4.2 billion in penalties in enforcement actions in 2022, nearly three times the figure in 2021. Recent…
Leo W. Chomiak, Raquel Fox, David W. Hansen