Results 1 to 5 of 26

Enforcement Priorities Could Shift in a Downturn

USA - December 13 2022 In 2022, we saw steep drops in the U.S. stock market, comparable to the bursting of the dot-com bubble of 2000-01 and the crash set off by the global…

Abdullah Alzamli, Gary DiBianco, Jessie K. Liu

SEC Enforcement Division announces FY22 results: increased enforcement, record-breaking penalties and focus on deterrence

USA - December 2 2022 On November 15, 2022, the U.S. Securities and Exchange Commission’s (the SEC’s or Commission’s) Division of Enforcement (the Division) released its…

Anita B. Bandy, Andrew Hanson, Daniel Michael

Fifth Circuit Holds SEC Proceeding Brought in Agency’s In-House Court Unconstitutional

USA - May 20 2022 On May 18, 2022, in Jarkesy v. SEC, No. 20-61007 (5th Cir. May 18, 2022), a split panel of the U.S. Court of Appeals for the Fifth Circuit identified…

Anita B. Bandy, Boris Bershteyn, Shay Dvoretzky, Steven R. Glaser, Daniel Michael

SEC Expected To Introduce Host of New Rules in 2022, Enhance Enforcement

USA - January 19 2022 The Securities and Exchange Commission (SEC) had an active 2021 as new leadership sought to reshape the commission’s priorities. Chair Gary Gensler…

Brian V. Breheny, Raquel Fox, Andrew Hanson, Daniel Michael

China Faces Existing and Expanded US Restrictions on Trade, Investment and Technology

China, USA - January 19 2022 China remains one of the U.S. Government’s top priorities for national security regulation. The Biden administration has retained or even augmented…

Brian J. Egan, Eytan J. Fisch, Steve Kwok, Michael E. Leiter, Jessie K. Liu, Daniel Michael