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Governance & Securities Law Focus: Europe Edition, January 2018

USA, United Kingdom, European Union, Hong Kong, Italy - January 26 2018 On 13 November 2017, the European Commission (EC) published a consultation on institutional investors and asset managers’ duties regarding...

Tobia Croff, Nicolas Bombrun, David Dixter, Domenico Fanuele, Fabio Fauceglia, Guillaume Isautier, Apostolos Gkoutzinis, Jonathan Handyside, Susanna Charlwood.


Underwriting or Placing Fees, Corporate Finance Contacts and MiFID II

United Kingdom, European Union - January 16 2018 MiFID II is Europe's new financial regulation for investment business which came into effect on 3 January 2018. The banking and legal industries seem...

Inyoung Song, Sara Evans, Barnabas W.B. Reynolds.


Brexit and GDPR: What to Expect in 2018

United Kingdom, European Union - January 3 2018 In a referendum held Thursday, June 23, 2016, the citizens of the United Kingdom (the “UK”) voted to leave the European Union (“EU”) in the so-called...

Jeewon Kim Serrato, Barnabas W.B. Reynolds.


ESMA Sounds a Death Knell for Cross-Border Exchange Access, in Conflict With UK Legislation and MiFIR

United Kingdom, European Union - November 28 2017 Guidance of questionable legal accuracy from the European Securities and Markets Authority (ESMA) casts doubt on the ability of non-EU members of EU...

Kolja Stehl, Sandy Collins, Daniel Frost, Barnabas W.B. Reynolds.


MiFID II, Research and Extraterritoriality: The SEC, European Commission and FCA Solution

USA, United Kingdom, European Union - November 15 2017 On October 26, 2017, the US Securities and Exchange Commission, European Commission and the UK Financial Conduct Authority released, in a coordinated...

John Adams, Robert C. Treuhold, Nathan J. Greene, Sara Evans, Barnabas W.B. Reynolds, Russell D. Sacks.