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UK Financial Conduct Authority Consults on Regulatory Perimeter Guidance for Trading Venues

European Union, United Kingdom - September 22 2022 The U.K. Financial Conduct Authority has published a consultation paper on proposed guidance on the regulatory perimeter for multilateral trading…

Chloe Barrowman

US, EU and UK increase pressure on Russia with further sanctions

European Union, Russia, Ukraine, United Kingdom, USA - August 23 2022 Since late February 2022, the United States (U.S.), the European Union (EU) and its member states, the United Kingdom (U.K.), and many others&mdash…

Paula Howell Anderson, Chloe Barrowman, Parul Bhatia, Chris Collins, Elise Edson, Jacob Fields, Sonia Khandekar, Kristina Killick, Christopher L. LaVigne, Olivia Merrett, Danforth Newcomb, Barnabas (Barney) Reynolds, Alicia Rose, Matthew Skinner, Katherine J. Stoller, Jonathan Swil, Garreth Wong, JENNIFER YOUNAN

UK Conduct Authority Warns Buy Now Pay Later Firms on Compliance with Financial Promotion Requirements

United Kingdom - August 19 2022 The U.K. Financial Conduct Authority has issued a warning to Buy Now Pay Later firms about financial promotions that potentially breach the FCA's…

Sandy Collins, Barnabas (Barney) Reynolds

European Commission Call for Advice on Greenwashing Monitoring and Supervision

European Union - August 15 2022 The European Commission has published a call for advice addressed to the European Supervisory Authorities on the monitoring and supervision of…

Chloe Barrowman

Global Regulators Publish Discussion Paper on Central Counterparty Practices to Address Non-Default Losses

Global - August 4 2022 The Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions have published a Discussion Paper…

Chloe Barrowman