Articles

Results 1 to 5 of 24
Most popular |Most recent


“Veep”: The Evolving Law of Advancement and Indemnification

USA - July 29 2016 Companies confer title of "Vice President" on a wide range of employees, from senior executives, in some cases, to line-level personnel, in others…

George A. Casey, Jaculin Aaron, John J. Cannon III, Michael S. Dorf, Paula Howell Anderson.

Securities enforcement 2015 mid-year review

USA - August 6 2015 In the first half of 2015, the SEC’s Enforcement Division announced a number of significant enforcement achievements, including settling several…

Agnès Dunogué, Claudius O. Sokenu, Jerome S. Fortinsky, Matthew L. Craner, Stephen Fishbein.

Securities Enforcement: 2015 Year-End Review

USA - February 4 2016 The Securities and Exchange Commission (the SEC or the Commission) filed a record 807 enforcement actions in fiscal year 2015, 52 more than it filed…

Agnès Dunogué, Brian G. Burke, Jerome S. Fortinsky, Matthew L. Craner, Stephen Fishbein.

Securities enforcement 2014 year-end review

USA - January 31 2015 Fiscal year 2014 proved to be another eventful and record-breaking year for the Division of Enforcement (Enforcement Division) of the United States…

Agnès Dunogué, Claudius O. Sokenu, Jerome S. Fortinsky, Matthew L. Craner, Stephen Fishbein.

Securities Enforcement 2014 mid-year review

USA - July 31 2014 While not nearly as transformative and dramatic as the first half of 2013 and the early days of Chair Mary Jo White and Director of Enforcement…

Agnès Dunogué, Claudius O. Sokenu, Jerome S. Fortinsky, Matthew L. Craner, Stephen Fishbein.