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United States Supreme Court Clarifies Scope of Specific Personal Jurisdiction in State Court

USA - June 22 2017 On Monday, June 19, 2017, the Supreme Court clarified the limits of specific personal jurisdiction in state courts, holding that a connection between…

Jaculin Aaron, Paula Howell Anderson, Brian G. Burke, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber, Stephen Fishbein, Jerome S. Fortinsky, Joseph J. Frank

United States Supreme Court Holds SEC Disgorgement Orders Subject to Five-Year Statute of Limitations

USA - June 6 2017 On Monday, June 5, 2017, a unanimous Supreme Court held that the ability of the Securities and Exchange Commission (“SEC”) to seek disgorgement in…

Jaculin Aaron, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber, Stephen Fishbein, Jerome S. Fortinsky, Joseph J. Frank, Alan S. Goudiss, John Gueli

US Supreme Court to Consider Registrant’s Liability for Non-Disclosure Under Item 303 of Regulation S-K

USA - March 31 2017 On March 27, 2017, the United States Supreme Court granted a petition for a writ of certiorari to resolve a circuit split on whether corporate…

Jaculin Aaron, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber, Stephen Fishbein, Jerome S. Fortinsky, Joseph J. Frank, Alan S. Goudiss, John Gueli

Supreme Court Affirms That Pecuniary Benefit Not Required For Family Member Tips, But Declines to Address What Constitutes a Benefit in Other Contexts

USA - December 7 2016 Yesterday, the United States Supreme Court issued a unanimous, but narrow, ruling in Salman v. United States, regarding criminal tipper/tippee…

Jaculin Aaron, Brian G. Burke, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber, Stephen Fishbein, Jerome S. Fortinsky, Joseph J. Frank, Alan S. Goudiss

Second Circuit Accepts Controversial “Inflation-Maintenance” Theory of Securities Fraud Liability

USA - October 5 2016 In so-called “price maintenance” securities fraud cases, plaintiffs argue that a misrepresentation that does not cause a stock’s price to rise can…

Jaculin Aaron, Brian G. Burke, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber