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Private equity fundraising in Hong Kong

Hong Kong - August 13 2020 Hong Kong is a leading international financial centre known for its strategic position as a hub and gateway to mainland China, as…

Lorna Xin Chen, Anil Motwani

SEC proposes to increase form 13f reporting threshold

USA - July 16 2020 Proposed Amendments to Form 13F Would Increase the Reporting Threshold from $100 Million to $3.5 Billion, Among Other Changes On July 10, 2020, the U…

Russell D. Sacks, John (Sean) Finley, Steven Blau, Ann Marie Cowdrey, Catharine Hansard, Jenny Ding Jordan, Daniel Lewis, Thomas M. Majewski, Jennifer D. Morton, Lona Nallengara, Nhung Pham, Emily Semands Poulsen, Taylor Pugliese, Ted Randolph, Paul S. Schreiber

Updated: covid-19 compliance and legal considerations for asset managers

USA - April 7 2020 As the world responds to COVID-19, we have identified a wide variety of compliance and legal considerations for asset managers. We previously…

Russell D. Sacks, John (Sean) Finley, Azam H. Aziz, John Adams, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Thomas M. Majewski, Jennifer D. Morton, Lona Nallengara, Nhung Pham, Ted Randolph, Paul S. Schreiber

Covid-19: compliance and legal considerations for asset managers

USA - March 18 2020 As the world responds to COVID-19, we have identified a number of compliance and legal considerations for asset managers. We summarize a select list…

Russell D. Sacks, John (Sean) Finley, Azam H. Aziz, John Adams, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Thomas M. Majewski, Jennifer D. Morton, Nhung Pham, Ted Randolph, Paul S. Schreiber

A Summary: Changes to Exemptive Relief and Disclosure Requirements under the New ETF Rule

USA - November 26 2019 On September 26, 2019, the Securities and Exchange Commission (the SEC) adopted a final rule under the Investment Company Act of 1940 (the…

John Adams, Jay G. Baris, Lorna Xin Chen, Laura S. Friedrich, Nathan J. Greene, Matthew Kutner, Thomas M. Majewski, Ted Randolph, Paul S. Schreiber