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Securities enforcement 2015 mid-year review

USA - August 6 2015 In the first half of 2015, the SEC’s Enforcement Division announced a number of significant enforcement achievements, including settling several…

Agnès Dunogué, Claudius O. Sokenu, Jerome S. Fortinsky, Stephen Fishbein, Stuart J. Baskin.

Fischer v. Forrest: An SDNY Magistrate Judge Issues a Stern Warning to Litigants Who Ignore the Specificity Requirements of Amended Rule 34

USA - March 6 2017 Last week, Magistrate Judge Andrew Peck of the United States District Court for the Southern District of New York issued a stern rebuke to counsel in…

Adam S. Hakki, Agnès Dunogué, Alan S. Goudiss, Brian H. Polovoy, Jaculin Aaron, Jerome S. Fortinsky, Paula Howell Anderson, Richard Schwed, William J.F. Roll III.

Securities Enforcement: 2015 Year-End Review

USA - February 4 2016 The Securities and Exchange Commission (the SEC or the Commission) filed a record 807 enforcement actions in fiscal year 2015, 52 more than it filed…

Agnès Dunogué, Brian G. Burke, Jerome S. Fortinsky, Stephen Fishbein, Stuart J. Baskin.

Securities enforcement 2014 year-end review

USA - January 31 2015 Fiscal year 2014 proved to be another eventful and record-breaking year for the Division of Enforcement (Enforcement Division) of the United States…

Agnès Dunogué, Claudius O. Sokenu, Jerome S. Fortinsky, Stephen Fishbein, Stuart J. Baskin.

Securities Enforcement 2014 mid-year review

USA - July 31 2014 While not nearly as transformative and dramatic as the first half of 2013 and the early days of Chair Mary Jo White and Director of Enforcement…

Agnès Dunogué, Claudius O. Sokenu, Jerome S. Fortinsky, Stephen Fishbein, Stuart J. Baskin.