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Opportunity Zones: Final Regulations Provide Additional Flexibility

USA - January 14 2020 On January 13, 2020, the Treasury Department and the Internal Revenue Service published final regulations (the “Final Regulations”) regarding…

Lisa M. Brill, Nathan J. Greene, Derek Kershaw, Michael B. Shulman

SEC Proposes to Update Accredited Investor Definition to Increase Access to Private Investments

USA - January 8 2020 In a December 18, 2019 release, the U.S. Securities and Exchange Commission proposed to amend the definition of “accredited investor” in Rule 501 of…

Russell D. Sacks, J. Matthew Lyons, John (Sean) Finley, Richard B. Alsop, Jay G. Baris, Christopher Forrester, Nathan J. Greene, Harald Halbhuber, Jennifer D. Morton, Lona Nallengara

A Summary: Changes to Exemptive Relief and Disclosure Requirements under the New ETF Rule

USA - November 26 2019 On September 26, 2019, the Securities and Exchange Commission (the SEC) adopted a final rule under the Investment Company Act of 1940 (the…

John Adams, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Matthew Kutner, Thomas M. Majewski, Sean Murphy, Ted Randolph, Paul S. Schreiber

SEC Proposes Solicitation Rule Amendments

USA - November 18 2019 On November 4, 2019, the U.S. Securities and Exchange Commission (SEC) proposed amendments to rules governing investment adviser advertisements and…

Russell D. Sacks, John (Sean) Finley, John Adams, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Leon Hirth, Thomas M. Majewski, Jennifer D. Morton, Sean Murphy, Ted Randolph, Paul S. Schreiber

SEC To Overhaul Investment Adviser Advertising Rule

USA - November 18 2019 Two facts may come as a surprise about the U.S. Securities and Exchange Commission’s existing investment adviser advertising rule: that it literally…

Russell D. Sacks, John (Sean) Finley, John Adams, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Leon Hirth, Thomas M. Majewski, Jennifer D. Morton, Sean Murphy, Ted Randolph, Paul S. Schreiber