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PRIIPs and Capital Markets Transactions: A Better Way Forward?

United Kingdom, European Union - April 26 2018 The EU’s PRIIPs Regulation (Regulation (EU) No 12862014) (the “PRIIPs Regulation”), which came into effect on January 1 this year, has had a...

Ellerina Teo, Daniel Frost, Inyoung Song, Barnabas W.B. Reynolds, Thomas Donegan.

Brexit Contingency Planning in Financial Services: Have All the Angles Been Considered?

United Kingdom, European Union - March 16 2018 The negotiations have so far proceeded in phases, with phase one being concluded. It is expected that the transitional arrangements for Brexit will be...

Tobia Croff, Hervé Letréguilly, Jeremy Kutner, Daniel Frost, Sara Evans, Séverine de La Courtie, Barnabas W.B. Reynolds, Thomas Donegan.

ESMA Sounds a Death Knell for Cross-Border Exchange Access, in Conflict With UK Legislation and MiFIR

United Kingdom, European Union - November 28 2017 Guidance of questionable legal accuracy from the European Securities and Markets Authority (ESMA) casts doubt on the ability of non-EU members of EU...

Sandy Collins, Daniel Frost, Barnabas W.B. Reynolds, Thomas Donegan.

Continuity of Contracts and Business on a “Hard” Brexit: Human Rights and Reverse Solicitation to the Rescue!

United Kingdom, European Union - October 31 2017 Various industry bodies and regulators, including the Bank of England and Bafin, have recently raised fears that there will be a cliff edge on Brexit...

Ben McMurdo, Barnabas W.B. Reynolds, Thomas Donegan.

MiFID II for Non-EU Investment Banks and Brokers

European Union - September 18 2017 The revised EU Markets in Financial Instruments packageknown as MiFID IItakes effect on January 3, 2018. Some aspects of this legislation are...

Nathan J. Greene, Sandy Collins, Ben McMurdo, Aysuria Chang, Barnabas W.B. Reynolds, Thomas Donegan, Russell D. Sacks.