Katherine J. Stoller

Shearman & Sterling LLP

Articles

Results 1 to 5 of 12


Former cryptocurrency exchange manager indicted by DOJ and charged by SEC: is it ‘regulation by enforcement’?

USA - July 28 2022 On July 21, 2022, the Department of Justice ("DOJ") and the Securities and Exchange Commission ("SEC") for the first time brought insider trading…

John A. Nathanson

SEC’s division of examinations issues risk alert regarding mnpi-related compliance issues for investment advisers

USA - May 2 2022 On April 26, 2022, the Division of Examinations (the “Division”) of the Securities and Exchange Commission issued a Risk Alert listing notable…

Ann Marie Cowdrey, Adam S. Hakki, Mark D. Lanpher, Christopher L. LaVigne, Thomas M. Majewski, John A. Nathanson, Sara N. Raisner, Patrick D. Robbins, Michael D. Saarinen, Paul S. Schreiber, Adam B. Schwartz

US, EU and UK expand Russian sanctions amid ongoing Ukraine conflict

European Union, Russia, Ukraine, United Kingdom - April 27 2022 US, EU And UK Expand Russian Sanctions Amid Ongoing Ukraine Conflict Subscribe Since late February 2022, the United States (U.S.), the European Union…

Paula Howell Anderson, Chloe Barrowman, Parul Bhatia, Chris Collins, Thomas Donegan, Elise Edson, Jacob Fields, Max Hulme, Christopher L. LaVigne, Danforth Newcomb, Barnabas (Barney) Reynolds, Alicia Rose, Matthew Skinner, Jonathan Swil, Philip Urofsky, Garreth Wong, JENNIFER YOUNAN

US, EU and UK target Russia with new sanctions as Ukraine invasion escalates

European Union, Russia, Ukraine, United Kingdom, USA - March 22 2022 US, EU and UK Target Russia with New Sanctions as Ukraine Invasion Escalates Subscribe Authors and Contributors…

Paula Howell Anderson, Chloe Barrowman, Parul Bhatia, Sandy Collins, Chris Collins, Thomas Donegan, Elise Edson, Jacob Fields, Max Hulme, Christopher L. LaVigne, Danforth Newcomb, Barnabas (Barney) Reynolds, Matthew Skinner, Jonathan Swil, Philip Urofsky, Garreth Wong, JENNIFER YOUNAN

Sweeping New Sanctions: US, EU, UK and Other Countries Target Russia for Ukraine Invasion

European Union, Russia, Ukraine, USA - February 28 2022 Over the past week, the United States, the European Union and its member states, the United Kingdom, and several other countries have imposed rounds…

Paula Howell Anderson, Chris Collins, Thomas Donegan, Elise Edson, Jacob Fields, Christopher L. LaVigne, Danforth Newcomb, Barnabas (Barney) Reynolds, Adam B. Schwartz, Matthew Skinner, Jonathan Swil, Philip Urofsky, Garreth Wong, JENNIFER YOUNAN